Our Members Live Long and Prosper

Success Stories

We are a destination, not a stepping stone.

The Professional Alliance encompasses a variety of Rep/Advisors, each with similar values and goals, yet possessing distinct business characteristics. Our membership consists of tax professionals, attorneys, insurance professionals and full-time financial advisors.

Most of our members came to us from other broker/dealers where they were dissatisfied with the service they were receiving. Others were unable to justify a proprietary culture that focused on sales rather than what was in the best interest of the client. Still others were seeking an alternative to transaction-based commissions and wanted to add world-class investment advisory services to their practice. Whatever their individual reasons, all were searching for a final destination where they would “live long and prosper.”