Build Your Business as you see fit

Our Broker Dealer

Approved Products

As a world-class organization, Cambridge Investment Research provides the full flexibility of a truly independent Broker/Dealer without proprietary products or quotas. Some of the basics are listed below, but please contact us for more specific information.

  • Mutual Funds
  • Direct Load
  • Managed Futures
  • NFS- Load & No Load
  • Pershing- Load & No-Load
  • Variable Annuities/VUL Life
  • Third Party Money Managers
  • Limited Partnerships/REITs/DPPs
  • Insurance Services
  • Trust Companies
  • College Plans (529s)
  • CDs, Structured CDs
  • Retirement Products
  • Individually Managed Accounts

Clearing Firms

Rep/Advisors have a choice of two clearing firms: National Financial Services LLC (NFS), member NYSE/SIPC, a Fidelity Investments® company; and Pershing LLC, member NYSE/SIPC. These relationships offer name recognition and a broad range of services and products that few clearing firms can match. Electronic trading systems are offered through both clearing firms, as are these other state of the art features:

  • Electronic trade entry by you or your client
  • Mutual fund "order blasting"
  • Account look-up
  • Electronic account set-up
  • Electronic question and answer platform
  • Initiate your own transfers
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Build Your Business as you see fit

“I looked very hard at many B/D's and felt that I had given myself more than enough info to make a good decision. In addition, knowing that Doug and Shelly would be my main/first contacts for info/questions/problems was and is a big factor.  For a small one man show like mine, I need to have that familiarity so I can feel comfortable handling a large flow of business on my own.”

Kim Lillehaug, CPA
Monticello, MN

Registered Principal. Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. The Professional Alliance, Inc. and Cambridge are not affiliated.

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