Dedicated to helping professionals

About Us

The Professional Alliance is an independent organization dedicated to helping accountants, attorneys and other professionals establish and grow a successful financial services/asset management practice. We support member firms throughout the United States and work with a broad spectrum of professional groups, ranging from one-person practices to multi-partner organizations.

Rather than being our own broker/dealer, The Professional Alliance is an “OSJ” (Office of Supervisory Jurisdiction) of Cambridge Investment Research. Our members have all the products and services of a leading award-winning independent broker/dealer while receiving specialized support from The Professional Alliance. We act as an intermediary to prevent problems and to quickly solve issues for our members should they occur.

From asset management to CPE training opportunities to account activity and processing, The Professional Alliance has you covered. So, whether you need us to help with paperwork, review a marketing letter, check for and safeguard compliance or provide expertise and guidance on a particular topic, we're there with the most up to date industry information, regulatory support and experience-based advice you need every step of the way. We are committed to strong, ethical practices that empower our members to achieve their professional goals and serve their clients' best interests.